Enhancing Aviation Safety: Expert Insights, Tips, and Updates from SMS-Pro

For aviation safety managers and accountable executives, ensuring compliance with the FAA’s Safety Management System (SMS) requirements under 14 CFR Part 5 is a cornerstone of operational safety. A critical step in this process is submitting a Declaration of Compliance (DOC) to the FAA, which confirms that your organization’s SMS, including its Safety Risk Management (SRM) processes, meets regulatory standards.

This article provides a deep dive into the role of SRM in SMS compliance and a detailed list of required content for the DOC. Whether you’re managing a Part 135 operation, a Part 91.147 air tour operation, or a Part 21 certificate holder, this guide will help you craft a compliant DOC while strengthening your SRM practices.

Training staff on Safety Management System (SMS) concepts can be a daunting task for new aviation safety managers, especially when guiding accountable executives—senior leaders responsible for SMS oversight.

A critical component of SMS is the safety policy, which includes clear commitments to continuous improvement, compliance, and resource allocation. These commitments, endorsed by the accountable executive, signal an organization’s dedication to safety and regulatory adherence, as mandated by the International Civil Aviation Organization (ICAO) and national authorities like the FAA or EASA.

Addressing CAR 107 Requirements

Below is a detailed description of how SMS Pro (asms-pro.com), a web-based aviation Safety Management System (SMS) software, addresses the Canadian Aviation Regulations (CAR) 107 requirements for aviation service providers. Each CAR 107 requirement is mapped to SMS Pro’s capabilities, with specific modules identified where applicable, based on information from the SMS Pro website and related sources. The response also notes any potential limitations where SMS Pro may not fully address a requirement.

SMS Pro is a comprehensive SMS database tailored for aviation service providers, including airlines, airports, maintenance organizations, flight schools, and more. Its modular design and aviation-specific functionality make it an effective tool for meeting FAA Part 5 audit requirements.

Below, we analyze how SMS Pro aligns with each component of FAA Part 5, supported by its documented features and industry insights.

SMS Pro Professional Conquers MROs New Regulatory Challenges

As Maintenance, Repair, and Overhaul (MRO) organizations face stricter FAA, ICAO, EASA, and Transport Canada regulations in 2025, compliance is no longer optional—it's critical.

Whether you're a small MRO with a single hangar or a large network like Dassault Falcon Jet with 400 employees across multiple sites, SMS Pro offers tailored Safety Management System (SMS) solutions to meet your needs. With our restructured plans—Basic, Professional, and Enterprise—SMS Pro ensures regulatory compliance, operational efficiency, and cost savings, regardless of your size or complexity.

Here’s why SMS Pro Professional is the go-to choice for MROs navigating the regulatory landscape.

In aviation, where safety is non-negotiable, a Safety Management System (SMS) is the backbone of risk management. Mandated by the International Civil Aviation Organization (ICAO) and national regulators like the FAA and EASA, an SMS provides a structured top-down approach to identifying, assessing, and mitigating safety risks. However, a one-size-fits-all SMS is ineffective—aviation operations vary widely in size, complexity, and risk profile.

Tailoring an SMS to your organization’s unique characteristics is essential for compliance, operational efficiency, and a robust safety culture. This article offers aviation safety managers actionable guidance on customizing SMS implementations, with insights into regulatory requirements, practical steps, and best practices.

Introduction: A Vision for Safer Skies

Safety Management Systems (SMS) are the cornerstone of modern aviation safety, transforming how airlines, airports, and other operators manage risks. Born from the International Civil Aviation Organization’s (ICAO) November 2006 mandate, SMS required a structured approach to hazard identification and risk management. But for many operators, early solutions were clunky, generic, or unscalable. This is the story of how SMS Pro, a leading aviation SMS software, emerged from a vision to create a user-friendly, scalable tool tailored for the aviation industry. From its challenging beginnings to its global adoption by airlines, airports, biz jet operators, maintenance organizations, flight schools, and fixed-base operators (FBOs), SMS Pro’s journey is one of perseverance, innovation, and loss. Written from the perspective of the SMS Pro development team, led by Chris Howell, this account offers full disclosure while honoring the contributions—and tragedies—that shaped its path.

As an aviation safety manager or accountable executive, preparing for an FAA Part 5 Safety Management System (SMS) audit is critical to ensuring compliance and maintaining a robust safety culture.

The FAA’s Part 5 regulation, outlined in 14 CFR Part 5, mandates SMS for certificate holders under Parts

• 121,
• 135,
• 91.147, and
• certain Part 21 operations.

Why Safety Management Systems Matter

Aviation requires safety. Every flight, maintenance task, and ground operation demands precision. A Safety Management System (SMS) is the framework that ensures risks are managed proactively. It’s a structured approach to identifying hazards and preventing incidents. For beginners, understanding SMS is the first step to safer skies.

In the changing world of aviation regulations, safety remains non-negotiable. A robust Safety Management System (SMS) has become the backbone of any organization striving to mitigate risks and ensure compliance with regulatory standards, such as those set by the International Civil Aviation Organization (ICAO) and national civil aviation authorities like the FAA or EASA.

For new safety managers, training staff on SMS concepts can feel overwhelming, especially when tasked with guiding accountable executives—senior leaders responsible for SMS oversight. These executives, often juggling multiple responsibilities, need clear, actionable steps to demonstrate SMS compliance effectively.